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Core Investment Advisory Service

Our ERISA § 3(21) Core Investment Advisory Service integrates with and complements financial intermediaries’ business models to deliver a certified process so intermediaries can spend more time consulting with clients.

We screen the universe of funds to determine those funds that rank in the top quartile of their asset classes. From this, we provide prescreened fund lists that are platform-specific and non-proprietary. We also provide an Investment Policy Statement (IPS) template that will assist the plan in adhering to a sound investment process.

We keep plan sponsors and financial intermediaries aware of their investments with our ongoing plan reporting that is easy-to-understand and includes an economic and legislative update focusing on the retirement plan industry. Our Quarterly Monitoring Report documents the investment process and includes recommendations for the plan sponsor and financial intermediary.

Our Core Investment Advisory Service is available in either the Essential or Concierge options.

Essential – Limited personalized service with use of a pre-selected list of acceptable funds, standard IPS template, and quarterly reports
Concierge – Personalized service offering unlimited fund options with specific recommendations, customized IPS, and more detailed quarterly reporting

©2012, InterServ®, LLC. All rights reserved. InterServ, LLC is a Registered Investment Advisor and, as such, does not offer to sell or solicit offers to buy any securities. The information contained herein this website and any associated links does not constitute an offer to sell or the solicitation of an offer to buy any security. All processes and analysis are the proprietary intellectual property of InterServ, LLC. The data contained within is for information purposes only. Any and all investment performance information provided herein is based upon statistical analysis of historical performance and fund behavior; past performance is no guarantee of future results.

As an ERISA § 3(21) investment advisor, InterServ serves in a fiduciary capacity, providing investment advice but leaving the investment selection decisions to the plan sponsor and/or financial advisor.

As an ERISA § 3(38) investment manager, InterServ serves in a fiduciary capacity with respect to specific discretionary actions related to model portfolios that are available to plan participants as investment options in the plan. These actions generally relate to asset allocation decisions but may also involve the initial selection, monitoring, and replacement of the funds that comprise the model.

InterServ, LLC is a wholly-owned subsidiary of DailyAccess Corporation. InterServ and InterServ, LLC are trademarks of DailyAccess Corporation.